Independent Broker-Dealer · Independent channel
Cetera
Operate an independent practice through the broker-dealer and its corporate advisory arrangement where used.
- Website
- cetera.com
- Regulator record
- CETERA WEALTH SERVICES, LLC (FINRA)
Recorded arrivals
31
Teams and practices joining in 2026
Recorded departures
5
Teams and practices leaving in 2026
Arrival assets
$8.4B
Reported practice assets · 28 of 31 disclosed
Departure assets
$1.3B
Reported practice assets · 5 of 5 disclosed
Arrivals and departures are counted separately, not netted.
Monthly arrivals by origin category
Where arriving teams came from, by month
Wirehouses, Banks & BDsRIAIndependent Broker-Dealer
Arrivals came from
Origin firms, by number of teams
01
14
02
7
03
3
05
1
06
1
Departures went to
Destination firms, by number of teams
Arrivals 31
Teams joining Cetera in 2026. Open a team for its source record.
| Date | Pattern | Team / advisor(s) | From | Reported assets | Source |
|---|---|---|---|---|---|
| Oct 29 | Lateral | Koetter Financial ServicesSauk Rapids, MN | LPL FinancialIndependent Broker-Dealer | Undisclosed | Wealth Management |
| Oct 21 | Lateral | Financial Guide SolutionsBethel, CT | MML Investors ServicesIndependent Broker-Dealer | $210M | Press Release |
| Oct 15 | Lateral | Elevated Wealth SolutionsWilloughby, OH | LPL FinancialIndependent Broker-Dealer | $80M | Press Release |
| Oct 7 | Lateral | Doussard FinancialBurlington, WA | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $235M | Press Release |
| Sep 28 | Lateral | Fitzgerald Financial GroupVineland, NJ | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $185M | Press Release |
| Sep 24 | Lateral | Palmetto Investment ConsultantsRock Hill, SC | LPL FinancialIndependent Broker-Dealer | $305M | Press Release |
| Sep 22 | Lateral | Centric AdvisorsCypress, TX | Centric AdvisorsRIA | $160M | Press Release |
| Aug 31 | Lateral | Sierra Ridge Advisor GroupRoseville, CA | LPL FinancialIndependent Broker-Dealer | $2.1B | AdvisorHub |
| Aug 26 | Lateral | Severn Wealth ManagementAnnapolis, MD | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $160M | Press Release |
| Aug 18 | Lateral | Harbor Financial AdvisorsMentor, OH | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $175M | Press Release |
| Aug 12 | Lateral | Tucker Bria Wealth StrategiesDurham, NC | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $420M | Press Release |
| Jul 7 | Lateral | Lexington FinancialBraintree, MA | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $608M | Press Release |
| Jun 25 | Lateral | Marmo Financial GroupJohnson City, TN | Marmo Financial GroupRIA | $300M | InvestmentNews |
| Jun 17 | Lateral | MTI Financial AdvisorsEdina, MN | OsaicIndependent Broker-Dealer | $350M | InvestmentNews |
| Jun 9 | Lateral | Honeycomb Wealth AdvisorsJackson, MI Tallahassee, FL |
CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $190M | Press Release |
| Jun 9 | Breakaway | Tom TourekSurprise, AZ | J.P. Morgan AdvisorsWirehouses, Banks & BDs | Undisclosed | Press Release |
| Jun 9 | Breakaway | Yach AdvisorsSouthlake, TX | FidelityWirehouses, Banks & BDs | Undisclosed | Press Release |
| Jun 4 | Lateral | Tupelo Wealth PartnersHarleysville, PA | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $490M | InvestmentNews |
| May 27 | Lateral | 7G Wealth ManagementTallahassee, FL | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $240M | Press Release |
| May 20 | Lateral | Allegiant Wealth StrategiesBattle Creek, MI | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $176M | InvestmentNews |
| May 20 | Lateral | Gavrilov Wealth ManagementBrooklyn, NY | LPL FinancialIndependent Broker-Dealer | $217M | InvestmentNews |
| May 14 | Lateral | Park Wealth AdvisorsValencia, CA | OsaicIndependent Broker-Dealer | $140M | Press Release |
| May 7 | Lateral | Jaakko KaskoSaint Joseph, MI | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $150M | InvestmentNews |
| Apr 21 | Lateral | Bob Bolebruch, Steve ShermanGarden City, NY | OsaicIndependent Broker-Dealer | $380M | Press Release |
| Apr 9 | Lateral | Sandcastle Wealth BuildersPortage, MI Plainwell, MI Battle Creek, MI |
CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $80M | Press Release |
| Mar 19 | Lateral | Cunningham Financial GroupBirmingham, AL | Ameriprise Independent AdvisorsIndependent Broker-Dealer | $200M | Press Release |
| Feb 18 | Lateral | Ledgevest FinancialFond du Lac, WI | Wells Fargo FiNetIndependent Broker-Dealer | $205M | Press Release |
| Feb 3 | Lateral | Fortress FinancialWilmington, NC | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $75M | Press Release |
| Jan 28 | Lateral | Jamie L. Hatfield Wealth ManagementNorthern Kentucky, KY | CommonwealthIndependent Broker-Dealeracquired by LPL Financial, Aug 2025 | $170M | Press Release |
| Jan 12 | Lateral | Kim RamchandaniNorth Haven, CT | LPL FinancialIndependent Broker-Dealer | $206M | Press Release |
| Jan 8 | Lateral | Gregory KearneyWestport, CT | LPL FinancialIndependent Broker-Dealer | $160M | InvestmentNews |
Departures 5
Teams leaving Cetera in 2026.
| Date | Pattern | Team / advisor(s) | To | Reported assets | Source |
|---|---|---|---|---|---|
| Oct 22 | Lateral | Kinetic WealthFresno, CA | LPL FinancialIndependent Broker-Dealer | $300M | Press Release |
| Aug 6 | Lateral | Paxel Financial ConsultingArlington, TX Plano, TX |
Private Advisor GroupRIA | $300M | Press Release |
| Jul 29 | Lateral | Sunny Day FinancialDallas, TX | LPL FinancialIndependent Broker-Dealer | $150M | Press Release |
| Jul 23 | Lateral | Williams Tax & Financial ServicesLos Alamitos, CA | LPL FinancialIndependent Broker-Dealer | $340M | Press Release |
| Apr 7 | Lateral | Pierson Wealth ManagementSanta Clarita, CA | RFG AdvisoryRIA | $230M | InvestmentNews |
Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.