RIA · Independent channel
Private Advisor Group
Operate an advisory practice under the host firm’s RIA registration, using its supervision and practice resources.
- Website
- privateadvisorgroup.com
- Regulator record
- LPL FINANCIAL LLC (FINRA)
Recorded arrivals
3
Teams and practices joining in 2026
Recorded departures
0
Teams and practices leaving in 2026
Arrival assets
$600M
Reported practice assets · 3 of 3 disclosed
Departure assets
—
Reported practice assets · 0 of 0 disclosed
Arrivals and departures are counted separately, not netted.
Monthly arrivals by origin category
Where arriving teams came from, by month
Wirehouses, Banks & BDsRIAIndependent Broker-Dealer
Arrivals came from
Origin firms, by number of teams
Arrivals 3
Teams joining Private Advisor Group in 2026. Open a team for its source record.
| Date | Pattern | Team / advisor(s) | From | Reported assets | Source |
|---|---|---|---|---|---|
| Aug 6 | Lateral | Paxel Financial ConsultingArlington, TX Plano, TX |
CeteraIndependent Broker-Dealer | $300M | Press Release |
| Mar 3 | Breakaway | Robert WoodendMemphis, TN | Ameriprise Advisor GroupWirehouses, Banks & BDs | $150M | InvestmentNews |
| Jan 22 | Lateral | Wilson Peak Wealth ManagementUpper Saddle River, NJ | Wells Fargo FiNetIndependent Broker-Dealer | $150M | Press Release |
Departures 0
Teams leaving Private Advisor Group in 2026.
No recorded departures in 2026.
Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.