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Latest transactions
Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M Jose Ascencio Raymond James Financial Services → TSG Wealth Management Riseling Wealth Management Edward Jones → &Partners $357M Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management Anchor Financial Partners Northwestern Mutual → LPL Financial $525M Koetter Financial Services LPL Financial → Cetera Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B Eastover Capital Management Eastover Capital → South Atlantic Bank $430M Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Wirehouses, Banks & BDs · Traditional channel

Ameriprise Advisor Group

Join Ameriprise’s employee advisor channel and serve clients through its planning and wealth management business.

Website
ameriprise.com
Regulator record
AMERIPRISE FINANCIAL SERVICES, LLC (FINRA)
Recorded arrivals
6
Teams and practices joining in 2026
Recorded departures
7
Teams and practices leaving in 2026
Arrival assets
$1.7B
Reported practice assets · 6 of 6 disclosed
Departure assets
$2.9B
Reported practice assets · 6 of 7 disclosed

Arrivals and departures are counted separately, not netted.

Monthly arrivals by origin category

Where arriving teams came from, by month

Wirehouses, Banks & BDsRIAIndependent Broker-Dealer
1 Jan
0 Feb
0 Mar
0 Apr
0 May
0 Jun
0 Jul
0 Aug
1 Sep
4 Oct

Arrivals came from

Origin firms, by number of teams

01
RBC Wealth Management
3
02
Citizens Private Wealth
1
03
Edward Jones
1
04
Merrill Lynch
1

Departures went to

Destination firms, by number of teams

01
Wells Fargo Advisors
3
02
Financial Design Group
1
03
NewEdge
1
04
Private Advisor Group
1
05
Wells Fargo FiNet
1

Arrivals 6

Teams joining Ameriprise Advisor Group in 2026. Open a team for its source record.

Date Pattern Team / advisor(s) From Reported assets Source
Oct 19 Lateral Darrell SmithMedford, MA Citizens Private WealthWirehouses, Banks & BDs $194M Wealth Management
Oct 15 Lateral Chad LewisWest Des Moines, IA RBC Wealth ManagementWirehouses, Banks & BDs $160M Press Release
Oct 15 Lateral The GEN GroupVienna, VA RBC Wealth ManagementWirehouses, Banks & BDs $750M Press Release
Oct 15 Lateral Vantage Axia WealthDenver, CO RBC Wealth ManagementWirehouses, Banks & BDs $280M Press Release
Sep 24 Lateral Colin GatesBoca Raton, FL Merrill LynchWirehouses, Banks & BDs $120M Press Release
Jan 9 Lateral Community Wealth ServicesShreveport, LA Edward JonesWirehouses, Banks & BDs $190M InvestmentNews

Departures 7

Teams leaving Ameriprise Advisor Group in 2026.

Date Pattern Team / advisor(s) To Reported assets Source
May 28 Lateral Thomas A. Hughes, William A. SteeleSouthlake, TX Wells Fargo AdvisorsWirehouses, Banks & BDs $550M AdvisorHub
Apr 28 Lateral Giuseppe GigliottiMelville, NY Wells Fargo AdvisorsWirehouses, Banks & BDs $95M InvestmentNews
Mar 3 Breakaway Robert WoodendMemphis, TN Private Advisor GroupRIA $150M InvestmentNews
Mar 2 Lateral Keith Kordich, Barry DershawBoca Raton, FL Wells Fargo AdvisorsWirehouses, Banks & BDs $210M Financial Advisor
Feb 22 Breakaway Jim Jack, Nicholas Bloomhuff, Ryan MontanariIndependence, OH Financial Design GroupRIA Undisclosed financialcontent.com
Jan 29 Breakaway ClearTrust Wealth AdvisorsFranklin, TN NewEdgeRIA $1.4B AdvisorHub
Jan 27 Breakaway Houser, Plessl & Staples Wealth Management GroupAllentown, PA Wells Fargo FiNetIndependent Broker-Dealer $530M InvestmentNews

Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.