Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Independent Broker-Dealer · Independent channel

MML Investors Services

Operate an independent practice through the broker-dealer and its corporate advisory arrangement where used.

Website: massmutual.com
Regulator record: MML INVESTORS SERVICES, LLC (FINRA)

Recorded arrivals

1

Teams and practices joining in 2026

Recorded departures

4

Teams and practices leaving in 2026

Arrival assets

—

Reported practice assets · 0 of 1 disclosed

Departure assets

$2.0B

Reported practice assets · 4 of 4 disclosed

Arrivals and departures are counted separately, not netted.

Monthly arrivals by origin category

Where arriving teams came from, by month

Wirehouses, Banks & BDsRIAIndependent Broker-Dealer

0 Jan

0 Feb

0 Mar

0 Apr

0 May

0 Jun

0 Jul

0 Aug

0 Sep

1 Oct

Arrivals came from

Origin firms, by number of teams

01

Edward Jones

1

Departures went to

Destination firms, by number of teams

01

LPL Financial

3

02

Cetera

1

Arrivals 1

Teams joining MML Investors Services in 2026. Open a team for its source record.

Date	Pattern	Team / advisor(s)	From	Reported assets	Source
Oct 20	Breakaway	Iron Shore Wealth StrategiesNew York, NY	Edward JonesWirehouses, Banks & BDs	Undisclosed	Press Release

Departures 4

Teams leaving MML Investors Services in 2026.

Date	Pattern	Team / advisor(s)	To	Reported assets	Source
Oct 21	Lateral	Financial Guide SolutionsBethel, CT	CeteraIndependent Broker-Dealer	$210M	Press Release
Jul 8	Lateral	Cypress Point Wealth PartnersOrlando, FL	LPL FinancialIndependent Broker-Dealer	$175M	Press Release
Jun 16	Lateral	Spectrum Wealth StrategiesDallas, TX	LPL FinancialIndependent Broker-Dealer	$1.5B	AdvisorHub
Jun 15	Lateral	Fortress Financial PlanningDetroit, MI	LPL FinancialIndependent Broker-Dealer	$150M	Press Release

Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.