Independent Broker-Dealer · Independent channel
Kestra Financial
Operate an independent practice through the broker-dealer and its corporate advisory arrangement where used.
- Website
- kestrafinancial.com
- Regulator record
- KESTRA ADVISORY SERVICES, LLC (SEC)
Recorded arrivals
3
Teams and practices joining in 2026
Recorded departures
2
Teams and practices leaving in 2026
Arrival assets
$920M
Reported practice assets · 3 of 3 disclosed
Departure assets
$1.3B
Reported practice assets · 2 of 2 disclosed
Arrivals and departures are counted separately, not netted.
Monthly arrivals by origin category
Where arriving teams came from, by month
Wirehouses, Banks & BDsRIAIndependent Broker-Dealer
Arrivals came from
Origin firms, by number of teams
Departures went to
Destination firms, by number of teams
01
1
02
1
Arrivals 3
Teams joining Kestra Financial in 2026. Open a team for its source record.
| Date | Pattern | Team / advisor(s) | From | Reported assets | Source |
|---|---|---|---|---|---|
| Sep 29 | Lateral | Ecclesiastes Wealth PartnersRichardson, TX | Ameriprise Independent AdvisorsIndependent Broker-Dealer | $550M | Press Release |
| Aug 25 | Breakaway | Rocco RussoAlexandria, VA | Edward JonesWirehouses, Banks & BDs | $130M | Press Release |
| Aug 6 | Lateral | Kindred Wealth PartnersSchaumburg, IL | HightowerRIA | $240M | Press Release |
Departures 2
Teams leaving Kestra Financial in 2026.
| Date | Pattern | Team / advisor(s) | To | Reported assets | Source |
|---|---|---|---|---|---|
| May 21 | Lateral | True Compass AdvisorsSouthbury, CT | LPL FinancialIndependent Broker-Dealer | $870M | Press Release |
| Mar 5 | Lateral | Gardner Wallace Financial SolutionsAddison, TX | OsaicIndependent Broker-Dealer | $464M | Financial Advisor |
Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.