Independent Broker-Dealer · Independent channel
Cambridge
Operate an independent practice through the broker-dealer and its corporate advisory arrangement where used.
- Website
- joincambridge.com
- Regulator record
- CAMBRIDGE INVESTMENT RESEARCH, INC. (FINRA)
Recorded arrivals
0
Teams and practices joining in 2026
Recorded departures
5
Teams and practices leaving in 2026
Arrival assets
—
Reported practice assets · 0 of 0 disclosed
Departure assets
$2.6B
Reported practice assets · 5 of 5 disclosed
Arrivals and departures are counted separately, not netted.
Monthly arrivals by origin category
Where arriving teams came from, by month
Wirehouses, Banks & BDsRIAIndependent Broker-Dealer
Arrivals came from
Origin firms, by number of teams
No recorded arrivals in 2026.
Departures went to
Destination firms, by number of teams
Arrivals 0
Teams joining Cambridge in 2026. Open a team for its source record.
No recorded arrivals in 2026.
Departures 5
Teams leaving Cambridge in 2026.
| Date | Pattern | Team / advisor(s) | To | Reported assets | Source |
|---|---|---|---|---|---|
| Sep 30 | Lateral | Lakewood Wealth ManagementAnn Arbor, MI | LPL FinancialIndependent Broker-Dealer | $170M | Press Release |
| Sep 18 | Reverse Breakaway | Todd PhelanAtlanta, GA | Janney Montgomery ScottWirehouses, Banks & BDs | $125M | Press Release |
| Aug 24 | Lateral | Conte Wealth AdvisorsCamp Hill, PA | LPL FinancialIndependent Broker-Dealer | $1.6B | Press Release |
| May 28 | Lateral | Schott Financial ManagementPrescott, AZ | LPL FinancialIndependent Broker-Dealer | $240M | Press Release |
| Apr 24 | Lateral | Tom Klim, Zel E. Bush, Steve Raseta, Rich Sacui, Adam Bernard, Ryan Miller, Derik Ronci, Parker SherryBoardman, OH | Raymond James Financial ServicesIndependent Broker-Dealer | $450M | Wealth Management |
Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.