Independent Broker-Dealer · Independent channel
Prospera Financial Services
Operate an independent practice through the broker-dealer and its corporate advisory arrangement where used.
- Website
- prosperafinancial.com
- Regulator record
- PROSPERA FINANCIAL SERVICES, INC. (FINRA)
Recorded arrivals
5
Teams and practices joining in 2026
Recorded departures
0
Teams and practices leaving in 2026
Arrival assets
$550M
Reported practice assets · 2 of 5 disclosed
Departure assets
—
Reported practice assets · 0 of 0 disclosed
Arrivals and departures are counted separately, not netted.
Monthly arrivals by origin category
Where arriving teams came from, by month
Wirehouses, Banks & BDsRIAIndependent Broker-Dealer
Arrivals came from
Origin firms, by number of teams
01
4
02
1
Arrivals 5
Teams joining Prospera Financial Services in 2026. Open a team for its source record.
| Date | Pattern | Team / advisor(s) | From | Reported assets | Source |
|---|---|---|---|---|---|
| Oct 7 | Lateral | Farren Private WealthSt. Pete Beach, FL | Wells Fargo FiNetIndependent Broker-Dealer | Undisclosed | Press Release |
| Sep 2 | Lateral | John PalmerSmithtown, NY | Wells Fargo FiNetIndependent Broker-Dealer | Undisclosed | Press Release |
| Sep 2 | Breakaway | Patrick SweeneyBridgeville, PA | Wells Fargo AdvisorsWirehouses, Banks & BDs | Undisclosed | Press Release |
| Aug 4 | Lateral | Abound AdvisorsBoerne, TX Redlands, CA |
Wells Fargo FiNetIndependent Broker-Dealer | $300M | Press Release |
| Jan 9 | Lateral | Harm & Harm Financial Consulting GroupWilliston, VT | Wells Fargo FiNetIndependent Broker-Dealer | $250M | InvestmentNews |
Departures 0
Teams leaving Prospera Financial Services in 2026.
No recorded departures in 2026.
Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.