Breakaway Wire
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Latest transactions
Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M Jose Ascencio Raymond James Financial Services → TSG Wealth Management Riseling Wealth Management Edward Jones → &Partners $357M Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management Anchor Financial Partners Northwestern Mutual → LPL Financial $525M Koetter Financial Services LPL Financial → Cetera Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B Eastover Capital Management Eastover Capital → South Atlantic Bank $430M Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Independent Broker-Dealer · Independent channel

Northwestern Mutual

Operate an independent practice through the broker-dealer and its corporate advisory arrangement where used.

Website
northwesternmutual.com
Regulator record
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FINRA)
Recorded arrivals
0
Teams and practices joining in 2026
Recorded departures
13
Teams and practices leaving in 2026
Arrival assets
—
Reported practice assets · 0 of 0 disclosed
Departure assets
$6.7B
Reported practice assets · 13 of 13 disclosed

Arrivals and departures are counted separately, not netted.

Monthly arrivals by origin category

Where arriving teams came from, by month

Wirehouses, Banks & BDsRIAIndependent Broker-Dealer
0 Jan
0 Feb
0 Mar
0 Apr
0 May
0 Jun
0 Jul
0 Aug
0 Sep
0 Oct

Arrivals came from

Origin firms, by number of teams

No recorded arrivals in 2026.

Departures went to

Destination firms, by number of teams

01
LPL Financial
5
02
Raymond James Financial Services
2
03
Altura Wealth
1
04
Carson
1
05
Civic Financial
1
06
Composition Wealth
1

Arrivals 0

Teams joining Northwestern Mutual in 2026. Open a team for its source record.

No recorded arrivals in 2026.

Departures 13

Teams leaving Northwestern Mutual in 2026.

Date Pattern Team / advisor(s) To Reported assets Source
Oct 29 Lateral Anchor Financial PartnersVinings, GA LPL FinancialIndependent Broker-Dealer $525M Press Release
Oct 14 Lateral Prince Financial ServicesSeattle, WA LPL FinancialIndependent Broker-Dealer $1.0B Press Release
Oct 2 Lateral Theodore "Theo" KuczarskiTampa, FL OnePoint BFG Wealth PartnersRIA $85M Wealth Management
Sep 22 Lateral Clear Pointe Wealth ManagementFarmington, UT LPL FinancialIndependent Broker-Dealer $548M Press Release
Sep 22 Lateral Cornerstone AdvisorsFarmington, UT LPL FinancialIndependent Broker-Dealer $560M Press Release
Aug 20 Lateral Yari CapitalAtlanta, GA CarsonRIA $405M Press Release
Jul 22 Lateral Civic FinancialBoston, MA Civic FinancialRIA $1.0B Press Release
Jun 3 Lateral Zenith Wealth PartnersLakewood, CO Raymond James Financial ServicesIndependent Broker-Dealer $170M InvestmentNews
May 21 Lateral Emerald Wealth ManagementSeattle, WA LPL FinancialIndependent Broker-Dealer $815M Press Release
Apr 22 Lateral Craig Haba, Ben SherryBoston, MA Raymond James Financial ServicesIndependent Broker-Dealer $200M Press Release
Mar 24 Lateral C.W. MiddletonTacoma, WA Composition WealthRIA $900M AdvisorHub
Feb 27 Lateral Altura WealthVirginia Beach, VA Altura WealthRIA $260M Wealth Management
Jan 16 Lateral Alinity Wealth ManagementBaton Rouge, LA MarinerRIA $275M InvestmentNews

Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.