Breakaway Wire
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Latest transactions
Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M Jose Ascencio Raymond James Financial Services → TSG Wealth Management Riseling Wealth Management Edward Jones → &Partners $357M Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management Anchor Financial Partners Northwestern Mutual → LPL Financial $525M Koetter Financial Services LPL Financial → Cetera Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B Eastover Capital Management Eastover Capital → South Atlantic Bank $430M Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

RIA · Independent channel

Modern Wealth Management

Includes the history of 4thGEN Wealth Management (acquired October 2026) · AWA Wealth Management (acquired September 2026) · Sanchez Wealth Management Group LLC (acquired September 2026) · Flaharty (acquired June 2026) · Brown & Company (acquired April 2026) · Legacy Wealth Management (acquired April 2026)

Integrated wealth advisory firm acquiring planning-led practices.

Website
modwm.com
Regulator record
MODERN WEALTH MANAGEMENT, LLC (SEC)
Recorded arrivals
7
Teams and practices joining in 2026
Recorded departures
0
Teams and practices leaving in 2026
Arrival assets
$4.9B
Reported practice assets · 7 of 7 disclosed
Departure assets
—
Reported practice assets · 0 of 0 disclosed

Arrivals and departures are counted separately, not netted.

Monthly arrivals by origin category

Where arriving teams came from, by month

Wirehouses, Banks & BDsRIAIndependent Broker-Dealer
1 Jan
0 Feb
0 Mar
2 Apr
0 May
1 Jun
0 Jul
0 Aug
2 Sep
1 Oct

Arrivals came from

Origin firms, by number of teams

01
4thGEN Wealth Management
1
02
AWA Wealth Management
1
03
Brown & Company
1
04
Flaharty
1
05
Legacy Wealth Management
1
06
Osaic
1

Arrivals 7

Teams joining Modern Wealth Management in 2026. Open a team for its source record.

Date Pattern Team / advisor(s) From Reported assets Source
Oct 20 Acquisition 4thGEN Wealth ManagementLodi, CA 4thGEN Wealth ManagementIndependent Broker-Dealeracquired by Modern Wealth Management, Oct 2026 $330M Press Release
Sep 23 Acquisition AWA Wealth ManagementAuburn, CA
Redding, CA		 AWA Wealth ManagementIndependent Broker-Dealeracquired by Modern Wealth Management, Sep 2026 $290M Press Release
Sep 10 Acquisition Sanchez Wealth Management GroupJacksonville, FL Sanchez Wealth Management Group LLCRIAacquired by Modern Wealth Management, Sep 2026 $710M AdvisorHub
Jun 3 Acquisition Flaharty Asset ManagementClearwater, FL FlahartyRIAacquired by Modern Wealth Management, Jun 2026 $1.1B InvestmentNews
Apr 22 Acquisition Brown & CompanyDenver, CO Brown & CompanyRIAacquired by Modern Wealth Management, Apr 2026 $1.0B InvestmentNews
Apr 2 Acquisition Legacy Wealth ManagementPlantation, FL Legacy Wealth ManagementRIAacquired by Modern Wealth Management, Apr 2026 $1.2B Press Release
Jan 20 Lateral Craig Houck, Kierin RatliffRochester, NY OsaicIndependent Broker-Dealer $300M Press Release

Departures 0

Teams leaving Modern Wealth Management in 2026.

No recorded departures in 2026.

Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.