Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Wirehouses, Banks & BDs · Traditional channel

Alex. Brown

Join the firm-operated advisor channel, with brokerage, advisory and business resources supplied by the firm.

Website: alexbrownbranches.com
Regulator record: RAYMOND JAMES & ASSOCIATES, INC. (FINRA)

Recorded arrivals

3

Teams and practices joining in 2026

Recorded departures

1

Teams and practices leaving in 2026

Arrival assets

$1.2B

Reported practice assets · 3 of 3 disclosed

Departure assets

$200M

Reported practice assets · 1 of 1 disclosed

Arrivals and departures are counted separately, not netted.

Monthly arrivals by origin category

Where arriving teams came from, by month

Wirehouses, Banks & BDsRIAIndependent Broker-Dealer

0 Jan

0 Feb

0 Mar

0 Apr

0 May

0 Jun

0 Jul

0 Aug

3 Sep

0 Oct

Arrivals came from

Origin firms, by number of teams

01

UBS

2

02

Merrill Lynch

1

Departures went to

Destination firms, by number of teams

01

Ashton Thomas Private Wealth

1

Arrivals 3

Teams joining Alex. Brown in 2026. Open a team for its source record.

Date	Pattern	Team / advisor(s)	From	Reported assets	Source
Sep 14	Lateral	Lucas Wealth ManagementSan Francisco, CA	UBSWirehouses, Banks & BDs	$150M	AdvisorHub
Sep 14	Lateral	Scientia Wealth PartnersSan Francisco, CA	UBSWirehouses, Banks & BDs	$470M	AdvisorHub
Sep 10	Lateral	Michael RogalaHouston, TX	Merrill LynchWirehouses, Banks & BDs	$550M	Press Release

Departures 1

Teams leaving Alex. Brown in 2026.

Date	Pattern	Team / advisor(s)	To	Reported assets	Source
Feb 4	Breakaway	Strand Capital Management TeamScottsdale, AZ Hermosa Beach, CA Lakeside, MT	Ashton Thomas Private WealthRIA	$200M	Press Release

Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.