Financial advisor
Bill Banks
Now at RBC Wealth Management · Banks Carter Group · Mount Laurel, NJ
Registered as WILLIAM M MICHAEL BANKS
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Banks Carter Group | UBS | RBC Wealth Management | Lateral | April 29, 2026 | $542M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | Investment adviser | April 29, 2026 | Current |
| RBC CAPITAL MARKETS, LLC | Broker-dealer | April 29, 2026 | Current |
| UBS FINANCIAL SERVICES INC. | Investment adviser | September 26, 2012 | May 11, 2026 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | September 26, 2012 | May 11, 2026 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Investment adviser | March 23, 2006 | September 27, 2012 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | November 17, 2005 | September 27, 2012 |
| MORGAN STANLEY | Investment adviser | May 25, 2004 | November 8, 2005 |
| MORGAN STANLEY DW INC. | Broker-dealer | August 18, 2000 | November 8, 2005 |
| ADVEST, INC. | Broker-dealer | September 21, 1994 | August 24, 2000 |
| PAINEWEBBER INCORPORATED | Broker-dealer | September 17, 1992 | September 29, 1994 |
| A. G. EDWARDS & SONS, INC. | Broker-dealer | June 15, 1988 | September 22, 1992 |
| HIBBARD BROWN & CO., INC. | Broker-dealer | May 24, 1988 | June 24, 1988 |
| SHERWOOD CAPITAL, INC. | Broker-dealer | February 2, 1987 | May 31, 1988 |
| FIRST JERSEY SECURITIES, INC. | Broker-dealer | May 24, 1979 | January 31, 1987 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.