Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Financial advisor

Tom Perry

Now at Osaic · Midtown Advisors · Raleigh, NC

Registered as THOMAS EDWIN PERRY

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction	From	To	Pattern	Announced	Reported Assets
Midtown Advisors	LPL Financial	Osaic	Lateral	February 5, 2026	$153M

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm	Channel	From	To
OSAIC WEALTH, INC.	Investment adviser	January 22, 2026	Current
OSAIC WEALTH, INC.	Broker-dealer	January 22, 2026	Current
INDEPENDENT ADVISOR ALLIANCE, LLC	Investment adviser	August 8, 2023	February 20, 2026
INDEPENDENT ADVISOR ALLIANCE, LLC	Investment adviser	March 27, 2017	July 31, 2023
CORNERSTONE WEALTH	Investment adviser	May 19, 2016	March 27, 2017
LPL FINANCIAL LLC	Investment adviser	September 27, 2013	May 19, 2016
LPL FINANCIAL LLC	Broker-dealer	September 27, 2013	January 28, 2026
WELLS FARGO ADVISORS, LLC	Investment adviser	November 25, 2005	September 30, 2013
WELLS FARGO ADVISORS, LLC	Broker-dealer	November 25, 2005	September 30, 2013
CITIGROUP GLOBAL MARKETS INC.	Investment adviser	December 31, 2001	December 5, 2005
CITIGROUP GLOBAL MARKETS INC.	Broker-dealer	July 31, 1993	December 5, 2005
LEHMAN BROTHERS INC.	Broker-dealer	September 12, 1988	July 31, 1993
THE ROBINSON-HUMPHREY COMPANY INC.	Broker-dealer	December 22, 1987	September 19, 1988
CAROLINA SECURITIES CORPORATION	Broker-dealer	October 29, 1984	January 1, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Broker-dealer	September 26, 1978	December 14, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.	Broker-dealer	December 1, 1976	September 26, 1978

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.