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Latest transactions

Financial advisor

Falko Hörnicke

Now at LPL Financial · HighWater Wealth · San Diego, CA

Registered as Falko Hoernicke

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
LPL FINANCIAL LLC Investment adviser April 13, 2026 Current
WELLS FARGO CLEARING SERVICES, LLC Investment adviser June 29, 2021 July 26, 2021
WELLS FARGO CLEARING SERVICES, LLC Broker-dealer May 24, 2021 July 26, 2021
BERGQUIST WANG, LLC Investment adviser March 27, 2018 February 12, 2019

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.