Financial advisor
Falko Hörnicke
Now at LPL Financial · HighWater Wealth · San Diego, CA
Registered as Falko Hoernicke
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| HighWater Wealth | U.S. Bank | LPL Financial | Breakaway | July 14, 2026 | $2.4B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| LPL FINANCIAL LLC | Investment adviser | April 13, 2026 | Current |
| WELLS FARGO CLEARING SERVICES, LLC | Investment adviser | June 29, 2021 | July 26, 2021 |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | May 24, 2021 | July 26, 2021 |
| BERGQUIST WANG, LLC | Investment adviser | March 27, 2018 | February 12, 2019 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.