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Latest transactions

Financial advisor

Tom Palomares

Now at Raymond James Financial Services · Tucson, AZ

Registered as Thomas Dwight Palomares

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC Investment adviser March 5, 2026 Current
RAYMOND JAMES FINANCIAL SERVICES, INC. Broker-dealer March 5, 2026 Current
EDWARD JONES Investment adviser March 26, 2019 March 6, 2026
EDWARD JONES Broker-dealer March 22, 2019 March 6, 2026
AXA ADVISORS, LLC Investment adviser October 31, 2017 March 8, 2018
AXA ADVISORS, LLC Broker-dealer September 22, 2017 March 8, 2018
WELLS FARGO CLEARING SERVICES, LLC Broker-dealer April 13, 2015 September 14, 2017
AXA ADVISORS, LLC Broker-dealer November 1, 2013 February 20, 2015
J.P. MORGAN SECURITIES LLC Broker-dealer May 27, 2013 October 25, 2013

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.