Financial advisor
Tom Palomares
Now at Raymond James Financial Services · Tucson, AZ
Registered as Thomas Dwight Palomares
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Tom Palomares | Edward Jones | Raymond James Financial Services | Breakaway | May 19, 2026 | $126M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Investment adviser | March 5, 2026 | Current |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | Broker-dealer | March 5, 2026 | Current |
| EDWARD JONES | Investment adviser | March 26, 2019 | March 6, 2026 |
| EDWARD JONES | Broker-dealer | March 22, 2019 | March 6, 2026 |
| AXA ADVISORS, LLC | Investment adviser | October 31, 2017 | March 8, 2018 |
| AXA ADVISORS, LLC | Broker-dealer | September 22, 2017 | March 8, 2018 |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | April 13, 2015 | September 14, 2017 |
| AXA ADVISORS, LLC | Broker-dealer | November 1, 2013 | February 20, 2015 |
| J.P. MORGAN SECURITIES LLC | Broker-dealer | May 27, 2013 | October 25, 2013 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.