Financial advisor
Stephen Peterson
Now at LPL Financial · Cebert Wealth Advisors · The Villages, FL
Registered as Stephen Carl Peterson
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Cebert Wealth Advisors | Ameriprise Independent Advisors | LPL Financial | Lateral | May 20, 2026 | $1.0B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| LPL FINANCIAL LLC | Investment adviser | February 2, 2026 | Current |
| LPL FINANCIAL LLC | Broker-dealer | February 2, 2026 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | January 21, 2022 | February 4, 2026 |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | September 15, 2021 | February 4, 2026 |
| DWS DISTRIBUTORS, INC. | Broker-dealer | March 25, 2019 | July 9, 2021 |
| FORESIDE FUND SERVICES, LLC | Broker-dealer | January 31, 2019 | March 6, 2019 |
| FIRST TRUST ADVISORS LP | Investment adviser | April 4, 2016 | October 25, 2018 |
| FIRST TRUST PORTFOLIOS L.P. | Broker-dealer | April 4, 2016 | October 25, 2018 |
| INVESCO ADVISERS, INC. | Investment adviser | January 3, 2011 | April 8, 2016 |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer | November 3, 2010 | April 8, 2016 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.