Financial advisor
Darren R. Trautmann
Now at LPL Financial · Emerald Wealth Management · Seattle, WA
Registered as DARREN ROLF TRAUTMANN
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Emerald Wealth Management | Northwestern Mutual | LPL Financial | Lateral | May 21, 2026 | $815M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| LPL FINANCIAL LLC | Investment adviser | May 18, 2026 | Current |
| LPL FINANCIAL LLC | Broker-dealer | May 18, 2026 | Current |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Investment adviser | February 5, 2013 | May 18, 2026 |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | Broker-dealer | May 29, 2009 | May 18, 2026 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.