Financial advisor
Max Ortiz
Now at Wells Fargo Advisors · San Francisco, CA
Registered as Maximilian Ortiz
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Max Ortiz | First Citizens Wealth | Wells Fargo Advisors | Lateral | September 10, 2026 | $180M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WELLS FARGO ADVISORS | Investment adviser | September 4, 2026 | Current |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | September 3, 2026 | Current |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Investment adviser | May 29, 2025 | September 18, 2026 |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Broker-dealer | January 4, 2024 | September 18, 2026 |
| SVB WEALTH | Investment adviser | March 4, 2022 | September 18, 2026 |
| SVB INVESTMENT SERVICES INC. | Investment adviser | July 30, 2021 | July 29, 2022 |
| SVB INVESTMENT SERVICES INC. | Broker-dealer | July 30, 2021 | December 31, 2023 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Investment adviser | November 14, 2017 | July 26, 2021 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | October 5, 2017 | July 26, 2021 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.