Financial advisor
Michael Dooley
Now at Wells Fargo Advisors · Halloran Dooley Investment Group · Beverly, MA
Registered as Michael G Dooley
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Halloran Dooley Investment Group | Santander Securities | Wells Fargo Advisors | Lateral | October 15, 2026 | $400M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WELLS FARGO ADVISORS | Investment adviser | October 9, 2026 | Current |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | October 9, 2026 | Current |
| SANTANDER SECURITIES | Investment adviser | July 15, 2013 | October 12, 2026 |
| SANTANDER SECURITIES LLC | Broker-dealer | July 11, 2013 | October 12, 2026 |
| INVESTORS CAPITAL ADVISORY | Investment adviser | June 1, 2012 | March 13, 2013 |
| INVESTORS CAPITAL CORP. | Broker-dealer | June 1, 2012 | March 13, 2013 |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Investment adviser | March 16, 2011 | June 29, 2012 |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | Broker-dealer | March 16, 2011 | June 29, 2012 |
| LPL FINANCIAL CORPORATION | Investment adviser | September 8, 2009 | May 18, 2010 |
| LPL FINANCIAL CORPORATION | Broker-dealer | February 27, 2009 | May 18, 2010 |
| LINCOLN FINANCIAL SECURITIES CORPORATION | Broker-dealer | April 12, 2007 | February 27, 2009 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.