Financial advisor
Joseph Palma
Now at Raymond James Financial Services · Harris Wealth Partners · Rochester, NY
Registered as JOSEPH DUANE PALMA
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Harris Wealth Partners | Commonwealth | Raymond James Financial Services | Lateral | September 22, 2026 | $500M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Investment adviser | August 3, 2026 | Current |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | Broker-dealer | August 3, 2026 | Current |
| COMMONWEALTH FINANCIAL NETWORK | Investment adviser | March 31, 2025 | August 12, 2026 |
| COMMONWEALTH FINANCIAL NETWORK | Broker-dealer | March 31, 2025 | August 12, 2026 |
| OSAIC WEALTH, INC. | Investment adviser | October 11, 2024 | April 4, 2025 |
| OSAIC WEALTH, INC. | Broker-dealer | October 11, 2024 | April 4, 2025 |
| AMERICAN PORTFOLIOS ADVISORS, INC | Investment adviser | December 13, 2010 | October 11, 2024 |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | Broker-dealer | December 10, 2010 | October 11, 2024 |
| AXA ADVISORS, LLC | Investment adviser | September 17, 2007 | December 16, 2010 |
| AXA ADVISORS, LLC | Broker-dealer | January 5, 2007 | December 16, 2010 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.