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Latest transactions

Financial advisor

Rey L. Carandang

Now at Raymond James & Associates · Capital Reserve Group · Newport Beach, CA

Registered as Rey Louie Carandang

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
RAYMOND JAMES & ASSOCIATES, INC. Investment adviser July 6, 2026 Current
RAYMOND JAMES & ASSOCIATES, INC. Broker-dealer July 6, 2026 Current
AMERIPRISE FINANCIAL SERVICES, LLC Broker-dealer November 3, 2023 July 24, 2026
AMERIPRISE FINANCIAL SERVICES, LLC Investment adviser August 21, 2023 July 24, 2026
COMERICA SECURITIES Broker-dealer March 29, 2011 November 3, 2023
COMERICA SECURITIES Investment adviser March 29, 2011 November 6, 2023
ING FINANCIAL PARTNERS, INC Investment adviser December 20, 2005 October 30, 2009
ING FINANCIAL PARTNERS, INC. Broker-dealer October 18, 2005 October 30, 2009
INTERSECURITIES, INC. Broker-dealer March 1, 2004 October 17, 2005

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.