Financial advisor
Rey L. Carandang
Now at Raymond James & Associates · Capital Reserve Group · Newport Beach, CA
Registered as Rey Louie Carandang
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Capital Reserve Group | Comerica | Raymond James & Associates | Lateral | July 17, 2026 | $5.4B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | Investment adviser | July 6, 2026 | Current |
| RAYMOND JAMES & ASSOCIATES, INC. | Broker-dealer | July 6, 2026 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | November 3, 2023 | July 24, 2026 |
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | August 21, 2023 | July 24, 2026 |
| COMERICA SECURITIES | Broker-dealer | March 29, 2011 | November 3, 2023 |
| COMERICA SECURITIES | Investment adviser | March 29, 2011 | November 6, 2023 |
| ING FINANCIAL PARTNERS, INC | Investment adviser | December 20, 2005 | October 30, 2009 |
| ING FINANCIAL PARTNERS, INC. | Broker-dealer | October 18, 2005 | October 30, 2009 |
| INTERSECURITIES, INC. | Broker-dealer | March 1, 2004 | October 17, 2005 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.