Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Financial advisor

Giuseppe Gigliotti

Now at Wells Fargo Advisors · Melville, NY

Registered as GIUSEPPE GIGLIOTTI

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction	From	To	Pattern	Announced	Reported Assets
Giuseppe Gigliotti	Ameriprise Advisor Group	Wells Fargo Advisors	Lateral	April 28, 2026	$95M

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm	Channel	From	To
WELLS FARGO ADVISORS	Investment adviser	April 20, 2026	Current
WELLS FARGO CLEARING SERVICES, LLC	Broker-dealer	April 20, 2026	Current
AMERIPRISE FINANCIAL SERVICES, LLC	Investment adviser	January 13, 2023	April 24, 2026
AMERIPRISE FINANCIAL SERVICES, LLC	Broker-dealer	January 13, 2023	April 24, 2026
WELLS FARGO CLEARING SERVICES, LLC	Investment adviser	November 15, 2017	January 25, 2023
WELLS FARGO CLEARING SERVICES, LLC	Investment adviser	September 5, 2017	October 24, 2017
WELLS FARGO CLEARING SERVICES, LLC	Broker-dealer	September 5, 2017	January 25, 2023
CAPITAL ONE ADVISORS, LLC	Investment adviser	January 28, 2015	September 20, 2017
CAPITAL ONE INVESTING, LLC	Broker-dealer	January 2, 2015	September 20, 2017
CAPITAL ONE FINANCIAL ADVISORS LLC	Investment adviser	June 3, 2014	January 28, 2015
CAPITAL ONE INVESTMENT SERVICES LLC	Broker-dealer	June 2, 2014	January 2, 2015
J.P. MORGAN SECURITIES LLC	Investment adviser	October 1, 2012	June 12, 2014
J.P. MORGAN SECURITIES LLC	Broker-dealer	October 1, 2012	June 12, 2014
CHASE INVESTMENT SERVICES CORP.	Investment adviser	October 1, 2010	October 1, 2012
CHASE INVESTMENT SERVICES CORP.	Broker-dealer	October 1, 2010	October 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Investment adviser	July 14, 2009	July 23, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Broker-dealer	February 11, 2009	July 23, 2010
OBSIDIAN FINANCIAL GROUP, LLC	Broker-dealer	April 9, 2008	January 27, 2009
WESTROCK ADVISORS, INC.	Broker-dealer	April 11, 2005	April 15, 2008
J.P. TURNER & COMPANY, L.L.C.	Broker-dealer	June 28, 2004	April 7, 2005
HARRISON SECURITIES, INC.	Broker-dealer	February 10, 2003	April 27, 2004

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.