Financial advisor
Samuel Mattson
Now at Wells Fargo Advisors · Vancouver, WA
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Samuel Mattson | J.P. Morgan Advisors | Wells Fargo Advisors | Lateral | June 26, 2026 | $145M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WELLS FARGO ADVISORS | Investment adviser | May 29, 2026 | Current |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | May 29, 2026 | Current |
| J.P. MORGAN SECURITIES LLC | Investment adviser | September 16, 2020 | May 31, 2026 |
| J.P. MORGAN SECURITIES LLC | Broker-dealer | September 16, 2020 | May 31, 2026 |
| E*TRADE CAPITAL MANAGEMENT, LLC | Investment adviser | October 14, 2019 | September 11, 2020 |
| E*TRADE SECURITIES LLC | Broker-dealer | October 4, 2019 | September 11, 2020 |
| PRINCIPAL SECURITIES, INC. | Investment adviser | August 23, 2019 | September 30, 2019 |
| PRINCIPAL SECURITIES, INC. | Broker-dealer | August 16, 2019 | September 30, 2019 |
| FISHER INVESTMENTS | Investment adviser | April 24, 2018 | May 31, 2019 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Investment adviser | September 6, 2012 | April 3, 2018 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | August 30, 2012 | April 3, 2018 |
| MORGAN STANLEY SMITH BARNEY LLC | Investment adviser | March 23, 2010 | August 26, 2011 |
| MORGAN STANLEY SMITH BARNEY | Broker-dealer | March 23, 2010 | August 26, 2011 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | November 19, 2008 | March 3, 2010 |
| MORGAN STANLEY & CO. INCORPORATED | Investment adviser | May 22, 2008 | November 20, 2008 |
| MORGAN STANLEY & CO. INCORPORATED | Broker-dealer | December 4, 2007 | November 20, 2008 |
| TD AMERITRADE, INC. | Broker-dealer | January 11, 2005 | June 22, 2007 |
| NATIONAL SECURITIES CORPORATION | Broker-dealer | June 27, 2003 | April 8, 2004 |
| FORDHAM FINANCIAL MANAGEMENT, INC. | Broker-dealer | January 20, 2003 | April 23, 2003 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.