Financial advisor
Dawn Sanchez Nicoles
At Modern Wealth Management · Jacksonville, FL
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Sanchez Wealth Management Group | Sanchez Wealth Management Group LLC | Modern Wealth Management | Acquisition | September 10, 2026 | $710M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| MODERN WEALTH MANAGEMENT, LLC | Investment adviser | August 28, 2026 | Current |
| LPL FINANCIAL LLC | Investment adviser | December 2, 2025 | July 14, 2026 |
| LPL FINANCIAL LLC | Broker-dealer | October 4, 2024 | August 31, 2026 |
| SANCHEZ WEALTH MANAGEMENT GROUP, LLC | Investment adviser | October 4, 2024 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | November 27, 2001 | October 7, 2024 |
| IDS LIFE INSURANCE COMPANY | Broker-dealer | November 5, 2001 | July 3, 2006 |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | November 5, 2001 | October 7, 2024 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.