Financial advisor
Matthew L. Staples
Now at Wells Fargo FiNet · Houser, Plessl & Staples Wealth Management Group · Allentown, PA
Registered as MATTHEW L STAPLES
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Houser, Plessl & Staples Wealth Management Group | Ameriprise Advisor Group | Wells Fargo FiNet | Breakaway | January 27, 2026 | $530M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WELLS FARGO ADVISORS | Investment adviser | January 26, 2026 | Current |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Broker-dealer | January 26, 2026 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | October 24, 2016 | January 28, 2026 |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | October 24, 2016 | January 28, 2026 |
| LPL FINANCIAL LLC | Investment adviser | June 4, 2012 | September 28, 2016 |
| LPL FINANCIAL LLC | Broker-dealer | June 4, 2012 | September 28, 2016 |
| MCQUEEN BALL & ASSOCIATES INC | Investment adviser | January 18, 2011 | June 4, 2012 |
| PNC INVESTMENTS | Investment adviser | January 1, 2004 | August 18, 2010 |
| PNC INVESTMENTS | Broker-dealer | January 1, 2004 | August 18, 2010 |
| HILLIARD LYONS ASSET MANAGEMENT | Investment adviser | June 3, 2003 | January 1, 2004 |
| J.J.B. HILLIARD, W.L. LYONS, INC. | Broker-dealer | June 1, 2002 | January 1, 2004 |
| PNC BROKERAGE CORP | Broker-dealer | February 7, 2002 | June 1, 2002 |
| AMERICAN EXPRESS FINANCIAL ADVISORS INC. | Broker-dealer | July 30, 2001 | January 7, 2002 |
| IDS LIFE INSURANCE COMPANY | Broker-dealer | July 30, 2001 | January 7, 2002 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.