Financial advisor
Giancarlo Foti
Now at Cetera · Sierra Ridge Advisor Group · Roseville, CA
Registered as Giancarlo Antonio Foti
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Sierra Ridge Advisor Group | LPL Financial | Cetera | Lateral | August 31, 2026 | $2.1B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment adviser | August 14, 2026 | Current |
| CETERA WEALTH SERVICES, LLC | Broker-dealer | August 14, 2026 | Current |
| LPL FINANCIAL LLC | Investment adviser | July 10, 2025 | September 11, 2026 |
| LPL FINANCIAL LLC | Broker-dealer | July 10, 2025 | September 11, 2026 |
| NEXT FINANCIAL GROUP, INC. | Investment adviser | April 23, 2018 | July 10, 2025 |
| NEXT FINANCIAL GROUP, INC. | Broker-dealer | April 23, 2018 | July 10, 2025 |
| WADDELL & REED | Investment adviser | November 7, 2008 | April 18, 2018 |
| WADDELL & REED | Broker-dealer | November 7, 2008 | April 18, 2018 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Investment adviser | June 5, 2001 | February 12, 2008 |
| IDS LIFE INSURANCE COMPANY | Broker-dealer | May 29, 2001 | July 3, 2006 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Broker-dealer | May 29, 2001 | February 12, 2008 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.