Financial advisor
Greg Schuler
Now at Raymond James Financial Services · Rochester, NY
Registered as Gregory Michael Schuler
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Mike McNaughton, Dan Schmitz, Greg Schuler, Traci Lewis, Jeff Santillo, John Woodworth | Commonwealth | Raymond James Financial Services | Lateral | March 6, 2026 | $800M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Investment adviser | February 9, 2026 | Current |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | Broker-dealer | February 9, 2026 | Current |
| COMMONWEALTH FINANCIAL NETWORK | Investment adviser | August 16, 2021 | February 9, 2026 |
| COMMONWEALTH FINANCIAL NETWORK | Broker-dealer | August 16, 2021 | February 9, 2026 |
| SPOTLIGHT ASSET GROUP | Investment adviser | January 12, 2021 | August 17, 2021 |
| ADVICE AND PLANNING SERVICES | Investment adviser | October 26, 2015 | November 13, 2020 |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | Broker-dealer | October 26, 2015 | November 13, 2020 |
| LPL FINANCIAL LLC | Investment adviser | May 15, 2012 | September 30, 2015 |
| LPL FINANCIAL LLC | Broker-dealer | May 15, 2012 | September 30, 2015 |
| HSBC SECURITIES (USA) INC. | Investment adviser | December 20, 2010 | May 15, 2012 |
| HSBC SECURITIES (USA) INC. | Broker-dealer | December 20, 2010 | May 15, 2012 |
| AXA ADVISORS, LLC | Investment adviser | September 2, 2010 | December 14, 2010 |
| AXA ADVISORS, LLC | Broker-dealer | April 25, 2001 | December 14, 2010 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.