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Latest transactions

Financial advisor

Lester Ernest

Now at Wells Fargo Advisors · Orlando, FL

Registered as LESTER SIMON ERNEST

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
WELLS FARGO ADVISORS Investment adviser October 6, 2026 Current
WELLS FARGO CLEARING SERVICES, LLC Broker-dealer October 6, 2026 Current
TRUIST ADVISORY SERVICES, INC. Investment adviser August 24, 2016 October 14, 2026
SUNTRUST INVESTMENT SERVICES, INC. Investment adviser March 18, 2008 December 31, 2016
TRUIST INVESTMENT SERVICES, INC. Broker-dealer May 23, 2007 October 14, 2026
FIFTH THIRD SECURITIES, INC. Broker-dealer June 9, 2006 June 13, 2007
CHARLES SCHWAB & CO., INC. Broker-dealer June 16, 2003 July 27, 2004
CHARLES SCHWAB & CO., INC. Broker-dealer January 5, 2001 December 31, 2002

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.