Financial advisor
Gary T. Plessl
Now at Wells Fargo FiNet · Houser, Plessl & Staples Wealth Management Group · Allentown, PA
Registered as GARY T PLESSL
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Houser, Plessl & Staples Wealth Management Group | Ameriprise Advisor Group | Wells Fargo FiNet | Breakaway | January 27, 2026 | $530M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WELLS FARGO ADVISORS | Investment adviser | January 26, 2026 | Current |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Broker-dealer | January 26, 2026 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | September 16, 2016 | January 28, 2026 |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | September 16, 2016 | January 28, 2026 |
| LPL FINANCIAL LLC | Investment adviser | June 25, 2008 | September 28, 2016 |
| LPL FINANCIAL LLC | Broker-dealer | June 25, 2008 | September 28, 2016 |
| WACHOVIA SECURITIES, LLC | Investment adviser | December 13, 2004 | July 1, 2008 |
| WACHOVIA SECURITIES, LLC | Broker-dealer | December 10, 2004 | July 1, 2008 |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer | April 4, 2003 | December 16, 2004 |
| MERRILL LYNCH PIERCE FENNER & SMITH INC. | Investment adviser | January 10, 2003 | April 8, 2003 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | March 31, 2000 | April 8, 2003 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.