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Latest transactions

Financial advisor

Brian Ginty

Now at Wells Fargo FiNet · Kingston, NY

Registered as BRIAN C GINTY

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
WELLS FARGO ADVISORS Investment adviser May 18, 2026 Current
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC Broker-dealer May 18, 2026 Current
OSAIC WEALTH, INC. Investment adviser January 3, 2022 May 28, 2026
OSAIC WEALTH, INC. Broker-dealer January 3, 2022 May 28, 2026
VANDERBILT ADVISORY SERVICES Investment adviser April 14, 2021 January 4, 2022
VANDERBILT SECURITIES, LLC Broker-dealer December 14, 2001 January 4, 2022
SALOMON SMITH BARNEY INC. Broker-dealer September 27, 2000 September 14, 2001

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.