Financial advisor
Brian Ginty
Now at Wells Fargo FiNet · Kingston, NY
Registered as BRIAN C GINTY
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Brian Ginty | Osaic | Wells Fargo FiNet | Lateral | June 5, 2026 | Undisclosed |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WELLS FARGO ADVISORS | Investment adviser | May 18, 2026 | Current |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Broker-dealer | May 18, 2026 | Current |
| OSAIC WEALTH, INC. | Investment adviser | January 3, 2022 | May 28, 2026 |
| OSAIC WEALTH, INC. | Broker-dealer | January 3, 2022 | May 28, 2026 |
| VANDERBILT ADVISORY SERVICES | Investment adviser | April 14, 2021 | January 4, 2022 |
| VANDERBILT SECURITIES, LLC | Broker-dealer | December 14, 2001 | January 4, 2022 |
| SALOMON SMITH BARNEY INC. | Broker-dealer | September 27, 2000 | September 14, 2001 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.