Financial advisor
Tom Madigan
Now at LPL Financial · Branford, CT
Registered as THOMAS J JOSEPH MADIGAN
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Tom Madigan | UBS | LPL Financial | Breakaway | February 19, 2026 | $300M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| LPL FINANCIAL LLC | Investment adviser | January 13, 2026 | Current |
| LPL FINANCIAL LLC | Broker-dealer | January 13, 2026 | Current |
| UBS FINANCIAL SERVICES INC. | Investment adviser | October 8, 2008 | January 22, 2026 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | October 8, 2008 | January 22, 2026 |
| WACHOVIA SECURITIES, LLC | Investment adviser | July 1, 2003 | October 9, 2008 |
| WACHOVIA SECURITIES, LLC | Broker-dealer | July 1, 2003 | October 9, 2008 |
| PRUDENTIAL SECURITIES INCORPORATED | Investment adviser | September 18, 2000 | July 1, 2003 |
| PRUDENTIAL SECURITIES INCORPORATED | Broker-dealer | April 26, 2000 | July 1, 2003 |
| AMERICAN EXPRESS FINANCIAL ADVISORS INC. | Broker-dealer | February 16, 2000 | July 6, 2000 |
| IDS LIFE INSURANCE COMPANY | Broker-dealer | February 16, 2000 | July 6, 2000 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.