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Latest transactions

Financial advisor

Russell Karpf

Now at Raymond James Financial Services · RPK Wealth Group · Ridgefield, CT

Registered as Russell Paul Karpf

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC Investment adviser February 13, 2026 Current
RAYMOND JAMES FINANCIAL SERVICES, INC. Broker-dealer February 13, 2026 Current
LPL FINANCIAL LLC Broker-dealer June 13, 2019 February 17, 2026
LPL FINANCIAL LLC Investment adviser June 13, 2019 February 25, 2026
SECURITIES AMERICA, INC. Broker-dealer August 25, 2009 May 5, 2011
AMERIPRISE FINANCIAL SERVICES, INC. Broker-dealer July 16, 2009 June 13, 2019
AMERIPRISE FINANCIAL SERVICES, INC. Investment adviser July 2, 2009 June 13, 2019
UBS FINANCIAL SERVICES INC. Investment adviser August 26, 2008 July 22, 2009
UBS FINANCIAL SERVICES INC. Broker-dealer August 26, 2008 July 22, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Investment adviser April 28, 2005 August 28, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Broker-dealer April 20, 2005 August 28, 2008
AMERICAN EXPRESS FINANCIAL ADVISORS, INC. Investment adviser January 21, 2000 April 21, 2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. Broker-dealer November 22, 1999 April 21, 2005
IDS LIFE INSURANCE COMPANY Broker-dealer November 22, 1999 April 21, 2005

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.