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Latest transactions

Financial advisor

Chris Palmer

Now at Prospera Financial Services · Abound Advisors · Boerne, TX · Redlands, CA

Registered as CHRISTOPHER AARON PALMER

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
PROSPERA FINANCIAL SERVICES, INC. Investment adviser July 17, 2026 Current
PROSPERA FINANCIAL SERVICES, INC. Broker-dealer July 17, 2026 Current
WELLS FARGO ADVISORS Investment adviser September 2, 2016 July 30, 2026
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC Broker-dealer September 2, 2016 July 30, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Investment adviser October 23, 2009 September 6, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Broker-dealer October 23, 2009 September 6, 2016
BANC OF AMERICA INVESTMENT SERVICES, INC. Investment adviser May 23, 2003 October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC. Broker-dealer May 23, 2003 October 23, 2009
WELLS FARGO INVESTMENTS, LLC Investment adviser February 28, 2002 June 10, 2003
WELLS FARGO INVESTMENTS, LLC Broker-dealer October 9, 2001 June 10, 2003
WELLS FARGO VAN KASPER, LLC Broker-dealer January 24, 2001 October 12, 2001
WASHINGTON SQUARE SECURITIES, INC. Broker-dealer February 11, 2000 December 18, 2000
WMA SECURITIES, INC. Broker-dealer August 16, 1999 February 9, 2000

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.