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Latest transactions

Financial advisor

Christopher Gabriel

Now at Raymond James & Associates · Fundamentum Advisors · Atlanta, GA

Registered as CHRISTOPHER CURTIS GABRIEL

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
RAYMOND JAMES & ASSOCIATES, INC. Investment adviser April 17, 2026 Current
RAYMOND JAMES & ASSOCIATES, INC. Broker-dealer April 16, 2026 Current
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Investment adviser December 1, 2009 April 20, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Broker-dealer November 20, 2009 April 20, 2026
UBS FINANCIAL SERVICES INC. Investment adviser November 7, 2003 December 2, 2009
UBS FINANCIAL SERVICES INC. Broker-dealer November 7, 2003 December 2, 2009
WACHOVIA SECURITIES, LLC Investment adviser July 1, 2003 November 12, 2003
WACHOVIA SECURITIES, LLC Broker-dealer July 1, 2003 November 12, 2003
PRUDENTIAL SECURITIES INCORPORATED Investment adviser April 23, 2003 July 1, 2003
PRUDENTIAL SECURITIES INCORPORATED Broker-dealer June 25, 1999 July 1, 2003

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.