Financial advisor
John McAuley
Now at Baird · Charlotte, NC
Registered as JOHN W MCAULEY · John W McAuley
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| John McAuley | Sterling Capital Management | Baird | Reverse Breakaway | July 13, 2026 | $600M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Investment adviser | July 13, 2026 | Current |
| ROBERT W. BAIRD & CO. INCORPORATED | Broker-dealer | July 13, 2026 | Current |
| STERLING CAPITAL MANAGEMENT LLC | Investment adviser | April 16, 2013 | July 15, 2026 |
| STERLING CAPITAL DISTRIBUTORS, LLC | Broker-dealer | August 1, 2011 | July 14, 2026 |
| OAK ASSOCIATES LTD | Investment adviser | November 5, 2010 | September 16, 2011 |
| ALPS DISTRIBUTORS, INC. | Broker-dealer | May 21, 2010 | May 26, 2011 |
| WILLIAM BLAIR & COMPANY L.L.C. | Investment adviser | October 19, 2005 | December 11, 2008 |
| WILLIAM BLAIR & COMPANY L.L.C. | Broker-dealer | October 18, 2005 | December 11, 2008 |
| BANC OF AMERICA CAPITAL MANAGEMENT, LLC | Investment adviser | April 12, 2005 | September 20, 2005 |
| COLUMBIA MANAGEMENT ADVISORS, INC. | Investment adviser | August 30, 2004 | April 12, 2005 |
| COLUMBIA MANAGEMENT DISTRIBUTORS, INC. | Broker-dealer | August 30, 2004 | September 20, 2005 |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | Investment adviser | November 18, 2003 | September 2, 2004 |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | Broker-dealer | November 18, 2003 | September 2, 2004 |
| BACAP DISTRIBUTORS, LLC | Investment adviser | January 1, 2003 | August 18, 2003 |
| BACAP DISTRIBUTORS, LLC | Broker-dealer | January 1, 2003 | August 18, 2003 |
| STEPHENS INC. | Investment adviser | August 28, 2001 | January 1, 2003 |
| STEPHENS INC. | Broker-dealer | March 14, 2000 | January 1, 2003 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.