Financial advisor
Christopher Lee
Now at Morgan Stanley · TruCore Advisors · New York, NY
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| TruCore Advisors | J.P. Morgan Advisors | Morgan Stanley | Lateral | June 1, 2026 | $1.5B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| MORGAN STANLEY | Investment adviser | May 29, 2026 | Current |
| MORGAN STANLEY | Broker-dealer | May 29, 2026 | Current |
| J.P. MORGAN SECURITIES LLC | Broker-dealer | December 4, 2012 | May 31, 2026 |
| J.P. MORGAN SECURITIES LLC | Investment adviser | November 30, 2012 | May 31, 2026 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Investment adviser | March 4, 2009 | May 10, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | March 4, 2009 | May 10, 2011 |
| CITIGROUP GLOBAL MARKETS INC. | Investment adviser | May 29, 2007 | March 26, 2009 |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer | May 29, 2007 | March 26, 2009 |
| CITICORP INVESTMENT SERVICES | Investment adviser | February 7, 2007 | May 29, 2007 |
| CITICORP INVESTMENT SERVICES | Broker-dealer | February 6, 2007 | May 29, 2007 |
| RAYMOND JAMES FINANCIAL SERVICES | Investment adviser | December 2, 2005 | February 5, 2007 |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | Broker-dealer | July 13, 2001 | February 5, 2007 |
| SANDS BROTHERS & CO., LTD. | Broker-dealer | November 20, 1998 | August 1, 2001 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.