Financial advisor
KaNoi Lam
Now at Raymond James Financial Services · KWM Wealth Advisory · Pasadena, CA
Registered as KANOI LAM
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| KWM Wealth Advisory | Stifel Independent Advisors | Raymond James Financial Services | Lateral | July 23, 2026 | $1.0B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Investment adviser | May 18, 2026 | Current |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Investment adviser | May 4, 2026 | May 4, 2026 |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | Broker-dealer | May 4, 2026 | Current |
| STIFEL INDEPENDENT ADVISORS, LLC | Investment adviser | May 4, 2022 | May 13, 2026 |
| STIFEL INDEPENDENT ADVISORS, LLC | Investment adviser | April 19, 2022 | April 19, 2022 |
| STIFEL INDEPENDENT ADVISORS, LLC | Broker-dealer | April 19, 2022 | May 13, 2026 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Investment adviser | May 1, 2015 | April 19, 2022 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Broker-dealer | May 1, 2015 | April 19, 2022 |
| UBS FINANCIAL SERVICES INC. | Investment adviser | July 20, 2007 | May 13, 2015 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | July 20, 2007 | May 13, 2015 |
| CITIGROUP GLOBAL MARKETS INC. | Investment adviser | August 25, 1998 | July 30, 2007 |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer | June 29, 1998 | July 30, 2007 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.