Financial advisor
Tom Tourek
Now at Cetera · Surprise, AZ
Registered as Thomas Tourek
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Tom Tourek | J.P. Morgan Advisors | Cetera | Breakaway | June 9, 2026 | Undisclosed |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment adviser | June 1, 2026 | Current |
| CETERA ADVISORS LLC | Broker-dealer | June 1, 2026 | Current |
| J.P. MORGAN SECURITIES LLC | Investment adviser | December 19, 2013 | June 9, 2026 |
| J.P. MORGAN SECURITIES LLC | Broker-dealer | December 16, 2013 | June 9, 2026 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Investment adviser | April 8, 2013 | December 3, 2013 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | March 18, 2013 | December 3, 2013 |
| ALLSTATE FINANCIAL SERVICES, LLC | Broker-dealer | November 2, 2012 | January 17, 2013 |
| CHARLES SCHWAB & CO., INC. | Investment adviser | September 27, 2007 | September 10, 2010 |
| CHARLES SCHWAB & CO., INC. | Broker-dealer | September 27, 2007 | September 10, 2010 |
| RBC DAIN RAUSCHER INC. | Investment adviser | October 25, 2005 | September 17, 2007 |
| RBC DAIN RAUSCHER INC. | Broker-dealer | August 12, 2005 | September 17, 2007 |
| BANC ONE SECURITIES CORPORATION | Broker-dealer | July 16, 1999 | February 11, 2002 |
| LINCOLN FINANCIAL ADVISORS CORPORATION | Broker-dealer | June 15, 1998 | August 12, 1998 |
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | Broker-dealer | June 15, 1998 | August 12, 1998 |
| CADARET, GRANT & CO., INC. | Broker-dealer | March 23, 1998 | June 10, 1998 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.