Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Financial advisor

Chad Sarsfield

Now at Osaic · IronGate Services · Cedar Rapids, IA

Registered as CHADWIC JOSEPH SARSFIELD

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction	From	To	Pattern	Announced	Reported Assets
IronGate Services	Ameriprise Independent Advisors	Osaic	Lateral	August 20, 2026	$367M

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm	Channel	From	To
OSAIC WEALTH, INC.	Investment adviser	July 8, 2026	Current
OSAIC WEALTH, INC.	Broker-dealer	July 8, 2026	Current
AMERIPRISE FINANCIAL SERVICES, LLC	Investment adviser	February 25, 2022	July 20, 2026
AMERIPRISE FINANCIAL SERVICES, LLC	Broker-dealer	February 25, 2022	July 20, 2026
ROYAL ALLIANCE ASSOCIATES, INC.	Investment adviser	November 2, 2018	March 1, 2022
ROYAL ALLIANCE ASSOCIATES, INC.	Broker-dealer	November 2, 2018	March 1, 2022
SIGNATOR INVESTORS, INC.	Investment adviser	July 7, 2016	November 2, 2018
SIGNATOR INVESTORS, INC.	Broker-dealer	July 5, 2016	November 2, 2018
AMERITAS INVESTMENT CORP	Investment adviser	January 14, 2008	July 8, 2016
AMERITAS INVESTMENT CORP.	Broker-dealer	January 2, 2008	July 8, 2016
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Investment adviser	August 21, 2006	January 3, 2008
NATIONAL PLANNING CORPORATION	Broker-dealer	May 30, 2006	January 3, 2008
NATIONAL PLANNING CORPORATION	Broker-dealer	May 19, 2006	May 26, 2006
AMERITAS INVESTMENT CORP.	Broker-dealer	March 1, 2004	June 13, 2006
SII INVESTMENTS, INC.	Broker-dealer	September 18, 2002	March 3, 2004
INTERSECURITIES, INC.	Broker-dealer	February 25, 1998	September 20, 2002

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.