Skip to content
Latest transactions

Financial advisor

Chris Livingston

Now at Osaic · Brooklyn, NY

Registered as CHRIS JON LIVINGSTON

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
OSAIC WEALTH, INC. Investment adviser January 8, 2026 Current
OSAIC WEALTH, INC. Broker-dealer January 8, 2026 Current
SANTANDER SECURITIES Investment adviser January 1, 2014 January 9, 2026
SANTANDER SECURITIES LLC Broker-dealer September 19, 2012 January 9, 2026
LPL FINANCIAL LLC Broker-dealer May 27, 2008 September 19, 2012
IFMG SECURITIES, INC. Broker-dealer September 11, 2006 May 27, 2008
ESSEX NATIONAL SECURITIES, INC. Broker-dealer February 24, 2000 September 12, 2006
CHASE INVESTMENT SERVICES CORP. Broker-dealer October 12, 1998 March 10, 2000
CONTINENTAL BROKER-DEALER CORP. Broker-dealer July 24, 1996 October 13, 1998

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.