Financial advisor
Dawn Parks
Now at LPL Financial · Sunny Day Financial · Dallas, TX
Registered as Dawn Eisele Parks
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Sunny Day Financial | Cetera | LPL Financial | Lateral | July 29, 2026 | $150M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| LPL FINANCIAL LLC | Investment adviser | June 25, 2026 | Current |
| LPL FINANCIAL LLC | Broker-dealer | June 25, 2026 | Current |
| CETERA INVESTMENT ADVISERS LLC | Investment adviser | September 5, 2025 | July 6, 2026 |
| CETERA WEALTH SERVICES, LLC | Broker-dealer | September 5, 2025 | July 6, 2026 |
| AVANTAX ADVISORY SERVICES | Investment adviser | October 25, 2019 | September 5, 2025 |
| AVANTAX INVESTMENT SERVICES, INC. | Broker-dealer | October 25, 2019 | September 5, 2025 |
| 1ST GLOBAL ADVISORS INC | Investment adviser | September 11, 2015 | October 25, 2019 |
| 1ST GLOBAL CAPITAL CORP. | Broker-dealer | September 2, 2015 | October 25, 2019 |
| LINCOLN FINANCIAL ADVISORS CORPORATION | Investment adviser | May 27, 2014 | August 25, 2015 |
| LINCOLN FINANCIAL ADVISORS CORPORATION | Broker-dealer | May 27, 2014 | August 25, 2015 |
| STRATOS WEALTH PARTNERS, LTD | Investment adviser | January 22, 2013 | March 26, 2014 |
| LPL FINANCIAL LLC | Investment adviser | October 1, 2012 | December 3, 2013 |
| LPL FINANCIAL LLC | Broker-dealer | October 1, 2012 | May 23, 2014 |
| 1ST GLOBAL ADVISORS INC | Investment adviser | May 2, 2007 | August 6, 2012 |
| 1ST GLOBAL CAPITAL CORP. | Broker-dealer | November 3, 2004 | August 6, 2012 |
| PRUDENTIAL FINANCIAL PLANNING SERVICES | Investment adviser | May 3, 2002 | November 9, 2004 |
| PRUCO SECURITIES, LLC. | Broker-dealer | May 3, 2002 | November 9, 2004 |
| UBS PAINEWEBBER INC. | Broker-dealer | October 17, 2000 | April 16, 2002 |
| MORGAN KEEGAN & COMPANY, INC. | Broker-dealer | December 20, 1996 | October 6, 2000 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.