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Latest transactions

Financial advisor

Vin Sbano

Now at LPL Financial · Gibson Financial Group · Boston, MA

Registered as VINCENT JOSEPH SBANO · Vincent Joseph Sbano

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
LPL FINANCIAL LLC Investment adviser February 4, 2026 Current
LPL FINANCIAL LLC Broker-dealer February 4, 2026 Current
B. RILEY WEALTH MANAGEMENT Broker-dealer July 22, 2022 February 27, 2026
B. RILEY WEALTH ADVISORS, INC. Investment adviser April 30, 2021 February 27, 2026
NATIONAL SECURITIES CORPORATION Broker-dealer March 18, 2021 July 22, 2022
WINSLOW, EVANS & CROCKER, INC. Investment adviser December 12, 2005 April 13, 2021
WINSLOW, EVANS & CROCKER, INC. Broker-dealer November 14, 2003 April 13, 2021
WACHOVIA SECURITIES, LLC Investment adviser July 1, 2003 November 19, 2003
WACHOVIA SECURITIES, LLC Broker-dealer July 1, 2003 November 19, 2003
PRUDENTIAL SECURITIES INCORPORATED Investment adviser September 25, 2002 July 1, 2003
PRUDENTIAL SECURITIES INCORPORATED Broker-dealer June 21, 1995 July 1, 2003

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.