Financial advisor
Vin Sbano
Now at LPL Financial · Gibson Financial Group · Boston, MA
Registered as VINCENT JOSEPH SBANO · Vincent Joseph Sbano
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Gibson Financial Group | B. Riley Wealth Management | LPL Financial | Breakaway | March 24, 2026 | $180M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| LPL FINANCIAL LLC | Investment adviser | February 4, 2026 | Current |
| LPL FINANCIAL LLC | Broker-dealer | February 4, 2026 | Current |
| B. RILEY WEALTH MANAGEMENT | Broker-dealer | July 22, 2022 | February 27, 2026 |
| B. RILEY WEALTH ADVISORS, INC. | Investment adviser | April 30, 2021 | February 27, 2026 |
| NATIONAL SECURITIES CORPORATION | Broker-dealer | March 18, 2021 | July 22, 2022 |
| WINSLOW, EVANS & CROCKER, INC. | Investment adviser | December 12, 2005 | April 13, 2021 |
| WINSLOW, EVANS & CROCKER, INC. | Broker-dealer | November 14, 2003 | April 13, 2021 |
| WACHOVIA SECURITIES, LLC | Investment adviser | July 1, 2003 | November 19, 2003 |
| WACHOVIA SECURITIES, LLC | Broker-dealer | July 1, 2003 | November 19, 2003 |
| PRUDENTIAL SECURITIES INCORPORATED | Investment adviser | September 25, 2002 | July 1, 2003 |
| PRUDENTIAL SECURITIES INCORPORATED | Broker-dealer | June 21, 1995 | July 1, 2003 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.