Financial advisor
Darron L. Carpenter
Now at Wells Fargo Advisors · Philadelphia, PA
Registered as DARRON LAMONT CARPENTER
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Darron L. Carpenter | Citizens Private Wealth | Wells Fargo Advisors | Lateral | September 10, 2026 | $140M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WELLS FARGO ADVISORS | Investment adviser | September 2, 2026 | Current |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | September 2, 2026 | Current |
| CITIZENS SECURITIES, INC. | Investment adviser | August 17, 2020 | September 3, 2026 |
| CITIZENS SECURITIES, INC. | Broker-dealer | August 17, 2020 | September 3, 2026 |
| RESOURCE SECURITIES LLC | Broker-dealer | February 26, 2019 | December 10, 2019 |
| PRUCO SECURITIES, LLC. | Broker-dealer | January 28, 2016 | September 1, 2017 |
| THRIVENT INVESTMENT MANAGEMENT INC. | Investment adviser | November 18, 2013 | September 10, 2014 |
| THRIVENT INVESTMENT MANAGEMENT INC. | Broker-dealer | August 28, 2012 | September 10, 2014 |
| BOE SECURITIES INC. | Broker-dealer | September 4, 2009 | February 23, 2011 |
| STURDIVANT & CO. INC | Broker-dealer | January 6, 2006 | February 23, 2007 |
| SEI FINANCIAL SERVICES COMPANY | Broker-dealer | April 3, 1996 | August 28, 1996 |
| FORTIS INVESTORS, INC. | Broker-dealer | April 26, 1995 | May 11, 1995 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.