Skip to content
Latest transactions

Financial advisor

Darron L. Carpenter

Now at Wells Fargo Advisors · Philadelphia, PA

Registered as DARRON LAMONT CARPENTER

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
WELLS FARGO ADVISORS Investment adviser September 2, 2026 Current
WELLS FARGO CLEARING SERVICES, LLC Broker-dealer September 2, 2026 Current
CITIZENS SECURITIES, INC. Investment adviser August 17, 2020 September 3, 2026
CITIZENS SECURITIES, INC. Broker-dealer August 17, 2020 September 3, 2026
RESOURCE SECURITIES LLC Broker-dealer February 26, 2019 December 10, 2019
PRUCO SECURITIES, LLC. Broker-dealer January 28, 2016 September 1, 2017
THRIVENT INVESTMENT MANAGEMENT INC. Investment adviser November 18, 2013 September 10, 2014
THRIVENT INVESTMENT MANAGEMENT INC. Broker-dealer August 28, 2012 September 10, 2014
BOE SECURITIES INC. Broker-dealer September 4, 2009 February 23, 2011
STURDIVANT & CO. INC Broker-dealer January 6, 2006 February 23, 2007
SEI FINANCIAL SERVICES COMPANY Broker-dealer April 3, 1996 August 28, 1996
FORTIS INVESTORS, INC. Broker-dealer April 26, 1995 May 11, 1995

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.