Financial advisor
John Harm III
Now at Prospera Financial Services · Harm & Harm Financial Consulting Group · Williston, VT
Registered as JOHN J HARM
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Harm & Harm Financial Consulting Group | Wells Fargo FiNet | Prospera Financial Services | Lateral | January 9, 2026 | $250M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | Investment adviser | December 5, 2025 | Current |
| PROSPERA FINANCIAL SERVICES, INC. | Broker-dealer | December 5, 2025 | Current |
| WELLS FARGO ADVISORS | Investment adviser | October 21, 2016 | December 17, 2025 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Broker-dealer | October 21, 2016 | December 17, 2025 |
| WELLS FARGO ADVISORS, LLC | Investment adviser | December 31, 2001 | October 21, 2016 |
| WELLS FARGO ADVISORS, LLC | Broker-dealer | October 1, 1999 | October 21, 2016 |
| FIRST UNION CAPITAL MARKETS CORP. | Broker-dealer | July 7, 1999 | October 1, 1999 |
| PLANCO FINANCIAL SERVICES, INC. | Broker-dealer | May 28, 1996 | March 17, 1999 |
| WHEAT, FIRST SECURITIES, INC. | Broker-dealer | June 14, 1995 | April 22, 1996 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.