Financial advisor
Matt Caras
Now at Rockefeller · Kellam Group · Naples, FL
Registered as MATTHEW THOMAS CARAS
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Kellam Group | Truist Wealth | Rockefeller | Lateral | October 16, 2026 | $1.2B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Investment adviser | October 16, 2026 | Current |
| ROCKEFELLER FINANCIAL LLC | Broker-dealer | October 16, 2026 | Current |
| TRUIST ADVISORY SERVICES, INC. | Investment adviser | February 17, 2021 | Current |
| TRUIST INVESTMENT SERVICES, INC. | Broker-dealer | February 17, 2021 | Current |
| BB&T SECURITIES, LLC | Investment adviser | March 3, 2017 | February 17, 2021 |
| BB&T SECURITIES, LLC | Broker-dealer | March 2, 2017 | February 17, 2021 |
| WELLS FARGO CLEARING SERVICES, LLC | Investment adviser | January 3, 2006 | March 8, 2017 |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | December 21, 2005 | March 8, 2017 |
| HARRISDIRECT LLC | Investment adviser | July 23, 2003 | December 21, 2005 |
| HARRISDIRECT LLC | Broker-dealer | July 22, 2003 | December 21, 2005 |
| UBS FINANCIAL SERVICES INC. | Investment adviser | December 16, 1994 | July 30, 2003 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | November 30, 1994 | July 30, 2003 |
| NORTHEAST SECURITIES, INC. | Broker-dealer | September 13, 1993 | December 16, 1994 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.