Financial advisor
John Farren
Now at Prospera Financial Services · Farren Private Wealth · St. Pete Beach, FL
Registered as JOHN FARREN
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Farren Private Wealth | Wells Fargo FiNet | Prospera Financial Services | Lateral | October 7, 2026 | Undisclosed |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | Investment adviser | September 24, 2026 | Current |
| PROSPERA FINANCIAL SERVICES, INC. | Broker-dealer | September 23, 2026 | Current |
| WELLS FARGO ADVISORS | Investment adviser | September 23, 2019 | October 6, 2026 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Broker-dealer | September 20, 2019 | October 6, 2026 |
| WELLS FARGO CLEARING SERVICES, LLC | Investment adviser | September 9, 2005 | September 20, 2019 |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | September 9, 2005 | September 20, 2019 |
| LEGG MASON WOOD WALKER INC | Investment adviser | June 20, 2002 | September 16, 2005 |
| LEGG MASON WOOD WALKER, INCORPORATED | Broker-dealer | October 1, 1999 | September 16, 2005 |
| JANNEY MONTGOMERY SCOTT LLC | Broker-dealer | January 20, 1993 | October 4, 1999 |
| L.O. THOMAS & CO. | Broker-dealer | December 23, 1992 | February 12, 1993 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.