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Latest transactions

Financial advisor

John Farren

Now at Prospera Financial Services · Farren Private Wealth · St. Pete Beach, FL

Registered as JOHN FARREN

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
PROSPERA FINANCIAL SERVICES, INC. Investment adviser September 24, 2026 Current
PROSPERA FINANCIAL SERVICES, INC. Broker-dealer September 23, 2026 Current
WELLS FARGO ADVISORS Investment adviser September 23, 2019 October 6, 2026
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC Broker-dealer September 20, 2019 October 6, 2026
WELLS FARGO CLEARING SERVICES, LLC Investment adviser September 9, 2005 September 20, 2019
WELLS FARGO CLEARING SERVICES, LLC Broker-dealer September 9, 2005 September 20, 2019
LEGG MASON WOOD WALKER INC Investment adviser June 20, 2002 September 16, 2005
LEGG MASON WOOD WALKER, INCORPORATED Broker-dealer October 1, 1999 September 16, 2005
JANNEY MONTGOMERY SCOTT LLC Broker-dealer January 20, 1993 October 4, 1999
L.O. THOMAS & CO. Broker-dealer December 23, 1992 February 12, 1993

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.