Financial advisor
David Park
Now at Cetera · Park Wealth Advisors · Valencia, CA
Registered as DAVID SOONG PARK
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Park Wealth Advisors | Osaic | Cetera | Lateral | May 14, 2026 | $140M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment adviser | March 2, 2026 | Current |
| CETERA WEALTH SERVICES, LLC | Broker-dealer | March 2, 2026 | Current |
| OSAIC WEALTH, INC. | Investment adviser | November 3, 2023 | March 5, 2026 |
| OSAIC WEALTH, INC. | Broker-dealer | November 3, 2023 | March 5, 2026 |
| FSC SECURITIES CORPORATION | Broker-dealer | February 16, 2016 | November 3, 2023 |
| FSC SECURITIES CORPORATION | Investment adviser | February 12, 2016 | November 3, 2023 |
| UNIONBANC INVESTMENT SERVICES, LLC | Investment adviser | November 10, 2009 | February 23, 2016 |
| UNIONBANC INVESTMENT SERVICES, LLC | Broker-dealer | November 10, 2009 | February 23, 2016 |
| WESCOM FINANCIAL SERVICES | Broker-dealer | August 31, 2004 | November 9, 2009 |
| WESCOM FINANCIAL SERVICES, LLC | Investment adviser | June 17, 2003 | November 9, 2009 |
| CUSO FINANCIAL SERVICES, L.P. | Investment adviser | April 23, 2002 | September 1, 2004 |
| CUSO FINANCIAL SERVICES, L.P. | Broker-dealer | April 23, 2002 | September 1, 2004 |
| LINSCO/PRIVATE LEDGER CORP. | Investment adviser | February 14, 2001 | April 30, 2002 |
| LINSCO/PRIVATE LEDGER CORP. | Broker-dealer | May 1, 2000 | April 30, 2002 |
| BISYS BROKERAGE SERVICES, INC. | Broker-dealer | January 5, 1998 | May 2, 2000 |
| LAUGHLIN GROUP ADVISORS, INC. | Broker-dealer | January 31, 1996 | December 31, 1997 |
| MARKETING ONE SECURITIES, INC. | Broker-dealer | October 11, 1994 | January 31, 1996 |
| WESTERN FINANCIAL CORPORATION | Broker-dealer | November 1, 1993 | October 12, 1994 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | July 15, 1991 | October 21, 1993 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.