Financial advisor
Steven Roth
Now at Cetera · Severn Wealth Management · Annapolis, MD
Registered as STEVEN MARK ROTH
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Severn Wealth Management | Commonwealth | Cetera | Lateral | August 26, 2026 | $160M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment adviser | August 18, 2026 | Current |
| CETERA WEALTH SERVICES, LLC | Broker-dealer | August 18, 2026 | Current |
| COMMONWEALTH FINANCIAL NETWORK | Investment adviser | March 15, 2017 | August 20, 2026 |
| COMMONWEALTH FINANCIAL NETWORK | Broker-dealer | March 15, 2017 | August 20, 2026 |
| SEVERN FINANCIAL ADVISORS, LLC | Investment adviser | March 19, 2014 | February 15, 2024 |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Investment adviser | September 8, 2010 | March 17, 2017 |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | Broker-dealer | September 8, 2010 | March 17, 2017 |
| MML INVESTORS SERVICES, INC. | Investment adviser | January 8, 2008 | September 10, 2010 |
| MML INVESTORS SERVICES, INC. | Broker-dealer | April 18, 2007 | September 10, 2010 |
| ROBERT W. BAIRD & CO. INCORPORATED | Broker-dealer | August 8, 1989 | January 1, 2002 |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | Broker-dealer | June 22, 1989 | April 18, 2007 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.