Financial advisor
DERRICK SMITH ANDREWS
At Modern Wealth Management · Auburn, CA · Redding, CA
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| AWA Wealth Management | AWA Wealth Management | Modern Wealth Management | Acquisition | September 23, 2026 | $290M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| MODERN WEALTH MANAGEMENT, LLC | Investment adviser | September 14, 2026 | Current |
| MUTUAL SECURITIES, INC. | Broker-dealer | September 11, 2026 | Current |
| LPL FINANCIAL LLC | Investment adviser | June 28, 2024 | September 25, 2026 |
| MARINER INDEPENDENT | Investment adviser | July 8, 2016 | July 8, 2024 |
| STRATEGIC WEALTH ADVISORS GROUP | Investment adviser | September 10, 2015 | July 8, 2016 |
| LPL FINANCIAL LLC | Broker-dealer | October 24, 2005 | September 25, 2026 |
| LPL FINANCIAL LLC | Investment adviser | October 19, 2005 | September 8, 2016 |
| THE PLANNERS NETWORK, INC. | Investment adviser | May 30, 2003 | October 16, 2006 |
| NATIONAL PLANNING CORPORATION | Broker-dealer | February 4, 2000 | October 19, 2005 |
| ASSOCIATED SECURITIES CORP. | Broker-dealer | May 15, 1995 | February 9, 2000 |
| ARAGON FINANCIAL SERVICES, INC. | Broker-dealer | May 6, 1994 | April 5, 1995 |
| THE VARIABLE ANNUITY MARKETING COMPANY | Broker-dealer | July 20, 1988 | October 3, 1990 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.