Financial advisor
Jim Tate
Now at Raymond James Financial Services · Green Fairways Wealth Management · Venice, FL
Registered as JAMES KEITH TATE · James Keith Tate
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Green Fairways Wealth Management | Stifel Independent Advisors | Raymond James Financial Services | Lateral | July 28, 2026 | $262M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Investment adviser | May 4, 2026 | Current |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | Broker-dealer | May 4, 2026 | Current |
| STIFEL INDEPENDENT ADVISORS, LLC | Investment adviser | June 1, 2022 | May 13, 2026 |
| STIFEL INDEPENDENT ADVISORS, LLC | Broker-dealer | June 1, 2022 | May 13, 2026 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Investment adviser | July 10, 2015 | June 2, 2022 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Broker-dealer | July 10, 2015 | June 2, 2022 |
| MORGAN STANLEY | Investment adviser | June 1, 2009 | July 31, 2015 |
| MORGAN STANLEY | Broker-dealer | June 1, 2009 | July 31, 2015 |
| CITIGROUP GLOBAL MARKETS INC. | Investment adviser | October 6, 2006 | June 1, 2009 |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer | October 5, 2006 | June 1, 2009 |
| A. G. EDWARDS & SONS, INC. | Investment adviser | July 18, 1994 | October 9, 2006 |
| A. G. EDWARDS & SONS, INC. | Broker-dealer | November 29, 1988 | October 9, 2006 |
| F.N. WOLF & CO., INC. | Broker-dealer | July 19, 1988 | November 3, 1988 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.