Financial advisor
Sarah Fuller
Now at Raymond James Financial Services · Harris Wealth Partners · Rochester, NY
Registered as SARAH BETH FULLER
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Harris Wealth Partners | Commonwealth | Raymond James Financial Services | Lateral | September 22, 2026 | $500M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Investment adviser | August 3, 2026 | Current |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | Broker-dealer | August 3, 2026 | Current |
| COMMONWEALTH FINANCIAL NETWORK | Investment adviser | March 31, 2025 | August 13, 2026 |
| COMMONWEALTH FINANCIAL NETWORK | Broker-dealer | March 31, 2025 | August 13, 2026 |
| OSAIC WEALTH, INC. | Investment adviser | October 11, 2024 | April 2, 2025 |
| OSAIC WEALTH, INC. | Broker-dealer | October 11, 2024 | April 2, 2025 |
| AMERICAN PORTFOLIOS ADVISORS, INC | Investment adviser | December 13, 2010 | October 11, 2024 |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | Broker-dealer | December 10, 2010 | October 11, 2024 |
| AXA ADVISORS, LLC | Investment adviser | June 1, 2005 | December 17, 2010 |
| AXA ADVISORS, LLC | Broker-dealer | June 1, 2005 | December 17, 2010 |
| MONY SECURITIES CORPORATION | Investment adviser | January 27, 2004 | June 1, 2005 |
| TRUSTED SECURITIES ADVISORS CORP. | Broker-dealer | June 13, 2000 | December 2, 2003 |
| MONY SECURITIES CORPORATION | Broker-dealer | April 2, 1996 | June 1, 2005 |
| COMMUNITY SECURITIES, INC. | Broker-dealer | January 3, 1995 | March 15, 1996 |
| HARTFORD EQUITY SALES COMPANY INC. | Broker-dealer | March 10, 1994 | August 31, 1994 |
| PML SECURITIES COMPANY | Broker-dealer | February 24, 1992 | November 24, 1993 |
| NEW ENGLAND SECURITIES | Broker-dealer | April 22, 1989 | December 9, 1991 |
| JOHN HANCOCK DISTRIBUTORS, INC. | Broker-dealer | February 8, 1988 | April 3, 1989 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.